Social Media and Financial Services

Focus Financial works diligently to operate within the regulations of Financial Services and we do so to help maintain the integrity of our firm and the industry as a whole. As we comply with these rules, we ask you to as well. Unfortunately, posts or comments that don’t comply with the rules we abide by will have to be removed.

The #1 Rule of Financial Services on Social Media:

  • Specific financial questions and account information can’t be posted, by a client or an advisor. If you are a client, please contact your Focus Financial Independent Financial Advisor. If not, you can find one of our advisors who will suit your needs here.

It’s also important to note that as convenient as it is to message people within Facebook and Twitter, our Independent Financial Advisors will not be able to return your message within those social media channels. They will respond, but will do so from their Focus Financial email accounts.

We appreciate the time you took to learn how to connect with us online, and we look forward to providing you with interesting industry content.

Thank you,

Focus Financial



Securities are offered through Royal Alliance Associates, Inc., member FINRA/SIPC. Insurance and investment advisory services offered through Focus Financial Network, Inc. a registered investment advisor not affiliated with Royal Alliance Associates, Inc.

Investments in securities involve risk, including the potential loss of principal invested.

This communication is intended for individuals residing in any of the 50 United States, Washington D.C., and/or the commonwealth of Puerto Rico. No offers may be made or accepted from any resident outside the specific state(s) referenced.

Please note: Not all advisors of Focus Financial Network, Inc., may be individually licensed in the states referenced above.

IMPORTANT: Please contact us at info@focusfinancial.com or by calling, 651-631-8166 or toll free at 888-631-8166.

The site may contain links to articles or other information that are contained on a third party website. Royal Alliance Associates, Inc. does not endorse or accept responsibility for the content, or the use, of the web site. Royal Alliance Associates, Inc. assumes no liability for any inaccuracies, errors or omissions in or from any data or other information provided on the pages.

Royal Alliance Associates, Inc. is not affiliated with any social media website. We do not expressly or implicitly adopt or endorse any of the expressions, opinions or content posted by fans or any third parties on social media sites. We do not control, serve, adopt or endorse any content that may be published on any social media site. No part of any social media site is intended to make a recommendation or state a testimonial for or about a security, service or product, or to provide investment, tax or any other advice. At our discretion, we may block followers or remove comments for any reason. We request that you keep your comments within the purposes of this site. In your comments, please avoid specific mention or discussions about investment advice or products, specific securities or investments, or trading strategies. The entire content of the site, including third party posts, is archived by the broker-dealer to comply with securities regulations.

It is up to you to read and understand the privacy policies and terms of service for each social media site you participate in, which includes joining any groups. While we have a presence on one or more social media pages, we have no control over how the social media sites or other third parties will use the information you share.

To view the privacy policy of our broker-dealer, please go to (SELECT ONE):

IMPORTANT: We do not provide customer service or enable financial transactions through any social media site. Should any client of the firm have questions or concerns that are specific to their account(s), please contact our office directly. You should never post personal, account or transaction information anywhere on this site.

“Likes” , “Favorites” or other similar functionality available through social media sites should not be considered a positive reflection of the services offered by any advisor of Focus Financial Network, Inc. Visitors to this page must avoid posting positive reviews of their experiences with the adviser or its services as such testimonials are prohibited under state and federal securities laws and may not reflect the experience of all clients of the advisors of Focus Financial Network, Inc.

In certain instances, direct messages may be sent through social media sites. Such messages, which may be confidential and/or privileged, are intended for use only by the intended recipient, any review; copying, distribution or use of these transmissions is strictly prohibited. If you receive a message in error, please (i) notify the sender immediately and (ii) destroy all copies of the message.

Please note: for any advisor of Focus Financial Network, Inc., who is located within a financial institution, the additional disclosure applies:

For Financial Advisors located within a Bank:

Securities are:

  • Not FDIC Insured
  • No Bank Guarantee
  • May Lose Value

For Financial Advisors located within a Credit Union:

Securities are:

  • Not NCUA Insured
  • No Credit Union Guarantee
  • May Lose Value

Financial Institutions in which any advisor of Focus Financial Network, Inc., is located within are not affiliated with Royal Alliance Associates, Inc.

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