Tom Rose

Financial Advisor

Tom Rose is a Financial Advisor with Royal Alliance in Glen Ellyn, IL. He affiliated with Focus Financial in 2008. Tom has been in the financial service industry since 1978 and is licensed in all areas of insurance and investments (excluding commodities). He holds insurance licenses in annuities, life, death/disability, property and casualty as well as Series 6,7,63,24 and 53 Securities registrations. He is presently a Registered Principal and OSJ Branch Manager with Royal Alliance Associates, Inc., member FINRA/SIPC.

Tom specializes in working with individuals and families in the areas of Investment Planning and Retirement Planning.

A 1970 graduate of Northern Illinois University, Tom holds a Bachelors of Science Degree in Education and in 1971 received his Masters of Science Degree in Education. Tom also received a Special State Certificate in Counseling and Guidance in 1972 and a Certificate of Advanced Studies in Educational Administration in 1978. He has been a Certified Financial Planner (CFP®) since 1984.

Throughout the year Tom attends conferences, clinics, workshops, meetings and conventions to keep abreast of what is happening in the financial services industry.

Tom is also an adjunct faculty member for both the College for Financial Planning and DePaul University. Tom teaches investment classes to aspiring Certified Financial Planners.

Tom and his wife, Laura, have resided in Glen Ellyn, Illinois for the past twenty-nine years. He is the proud father of one daughter, Jamie (who is expecting her first child in July of 2014), and two sons, Mark and Dan.


454 Duane Street
Glen Ellyn IL 60137