Prior to joining Focus Financial, I was with LPL Financial Services for 3 years (1999-2002) and prior to that I was employed as a Trust Officer at Union National Bank & Trust (1977-1999). I received my CFP® certification in November of 1993. I hold Series 6,7,63 and 65 registrations plus my life insurance license in Wisconsin. I graduated from UW-LaCrosse in 1977 with a BA in Business Administration. I also attended the FPA Residency Program in October 2001 thru the University of California, Irvine Extension.
I am married to my wife, Karen and we have two children Rachelle (1989) and Kristine (1993).
Services
In a personal financial planning engagement, I endeavor to consistently act in the interest of my client and to place his/her interest ahead of my own. I also believe that a client should be both informed and proactively involved in his/her personal affairs therefore, I believe in holding frequent meetings with my clients to educate them about the financial planning process and their own financial situation.
Whether you are a pre-retiree or if retirement is well into the future, I work with people of all ages to help them with their future goals.
I work with allied professionals, i.e., attorneys, CPAs, and Insurance agents for those areas that I feel a necessity to bring in to complete the process of a complete financial plan. I work under either the commission or fee basis and my goal is to become fee only.
Securities offered through Royal Alliance Associated, Inc., Member FINRA/SIPC.
Advisory services offered through Focus Financial Network, Inc., a registered
investment advisor.
